Form: 8-K

Current report filing

November 20, 2024

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

  

Date of Report (Date of earliest event reported): November 19, 2024

 

Red Cat Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada
(State or other
jurisdiction of incorporation)
  001-40202
(Commission
File Number)
  88-0490034
(I.R.S. Employer
Identification No.)

 

15 Ave. Munoz Rivera Ste 2200

San Juan, PR
(Address of principal executive offices)

00901

(Zip Code)

    

 

Registrant’s telephone number, including area code: (833) 373-3228

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered
Common stock, par value $0.001 RCAT The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 
 

 

Section 7 – Regulation FD

 

Item 7.01 Regulation FD Disclosure

 

On November 19, 2024, at 4:30 p.m. eastern time, we held a town hall meeting via zoom to provide updates to investors, analysts, and members of the media. The meeting was open to the public. A transcription of the meeting is furnished herewith as Exhibit 99.1.

 

A video recording of the meeting may be viewed on our website at: https://redcat.red/press_releases/red-cat-srr-annoucement-town-hall-recording-november-19-2024/.

 

Section 9 – Financial Statements and Exhibits

 

Exhibit No.   Description of Exhibit

 

99.1

 

 

Transcript of Town Hall Meeting held November 19, 2024

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  RED CAT HOLDINGS, INC.  
   

 

 

 
 Dated: November 20, 2024 By: /s/ Jeffrey M. Thompson  
   Name: Jeffrey M. Thompson  
   Title: Chief Executive Officer